Atlanta Securities & Shareholder Litigation Attorneys
Defending Corporations and Executives Against Complex Litigation
Securities and shareholder disputes can place companies and their leadership under intense financial, regulatory, and reputational pressure. At TKST, our Atlanta-based attorneys provide comprehensive defense for corporations, boards, and executives facing claims of fraud, misrepresentation, breach of fiduciary duty, or shareholder conflicts. We combine courtroom advocacy, regulatory knowledge, and business insight to resolve disputes while protecting the stability and integrity of your company.
FOR FREE ESTIMATES CALL
Request a Securities Defense Consultation
GENERAL SECURITIES & SHAREHOLDER LITIGATION DEFENSE –
SERVING ATLANTA & ACROSS GEORGIA
Securities litigation is among the most complex areas of corporate law. These cases often involve regulatory investigations, class actions, or derivative suits that can significantly impact a company’s future. Claims may be brought by shareholders, investors, or government agencies, with allegations ranging from misleading statements and omissions to insider trading, corporate mismanagement, or violations of federal securities laws.
At TKST, our attorneys represent corporations, officers, directors, and financial professionals in high-stakes securities and shareholder litigation. We defend companies before state and federal courts, arbitral panels, and regulatory agencies such as the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Our team combines legal precision with practical business insight, helping clients protect assets, maintain compliance, and safeguard corporate reputation.
Areas of Focus in Securities & Shareholder Litigation
Shareholder Derivative Suits
We defend directors and officers against claims alleging mismanagement, breach of fiduciary duty, or harm to the corporation.
Securities Class Actions
Our attorneys represent companies accused of misleading investors, misstating earnings, or violating securities disclosure rules.
Breach of Fiduciary Duty Claims
We protect corporate leaders against allegations of self-dealing, conflicts of interest, or failure to act in the company’s best interests.
SEC & Regulatory Investigations
Our team handles enforcement actions and investigations by the SEC, FINRA, and state securities regulators.
Mergers & Acquisitions Litigation
We represent companies facing challenges from shareholders regarding disclosures, valuations, or fairness of transactions.
Corporate Governance Disputes
Our attorneys advise boards and executives in conflicts involving voting rights, shareholder meetings, or governance practices.
Our Approach to Securities & Shareholder Litigation
Securities and shareholder disputes demand swift, strategic, and highly technical responses. At TKST, we combine aggressive litigation tactics with negotiation and regulatory insight to protect our clients.
Early Risk Evaluation
Time is critical in securities and shareholder litigation. We act immediately to review financial disclosures, corporate filings, earnings reports, and public statements to identify vulnerabilities in claims. By uncovering weaknesses early, we position our clients for motions to dismiss, narrow the scope of discovery, or shift leverage in settlement discussions before costly litigation unfolds.
Regulatory Navigation
Many securities disputes involve regulatory agencies such as the SEC, FINRA, or state-level enforcement bodies. Our attorneys bring deep experience working with these regulators, helping clients navigate investigations, subpoenas, and compliance reviews. We work to mitigate enforcement risks, reduce penalties, and protect executives from personal liability while ensuring the company remains compliant with evolving securities laws.
Tailored Litigation Strategies
No two disputes are the same. We craft defense strategies that reflect the unique circumstances of each case — from shareholder derivative suits to securities fraud class actions. Our team evaluates whether early settlement, arbitration, or aggressive trial litigation will best serve the client’s business and reputation. By aligning legal strategies with long-term business objectives, we help minimize disruption while protecting both the company’s assets and leadership team.
Transparent Communication
We know that securities and shareholder litigation often involves sensitive issues that affect not just legal outcomes but investor confidence and corporate governance. That’s why we maintain clear, consistent communication with boards, executives, and corporate counsel. Our attorneys provide practical updates, candid risk assessments, and strategic guidance at every stage of the process, ensuring leadership has the knowledge and confidence to make informed decisions under pressure.
Awards & Recognition










GOOD Based on 18 reviews Posted on Marcus HawkinsTrustindex verifies that the original source of the review is Google. Great lawyer firm. I used them for my slip and fall case, along with my vehicle accident case. Both cases were very successfulPosted on Jonathan OkomoTrustindex verifies that the original source of the review is Google. Absolutely amazing group of attorneys, helped me understand everything, every step of the way. Im very pleased with the resultsPosted on sade sullivanTrustindex verifies that the original source of the review is Google. I had an incredible experience with TKST Law. Maryama and her team were absolutely amazing, professional, supportive, and truly dedicated. Mohammad did an outstanding job during my negotiations and helped me get even more than I expected. I’m beyond grateful for their hard work and highly recommend them!Posted on Jennifer Lynn DuncanTrustindex verifies that the original source of the review is Google. I'm sharing this review on behalf of a friend who is too distraught to post it themself. I have documentation of proof of all of this in case the company wants to refute any of it... I am extremely disappointed with the service I received from Thomas Kennedy Sampson & Tompkins, LLP. After working with them for two months, I still have no solutions or progress toward settling my case. From the beginning, I was only connected with a paralegal (Maryama Swindell) who seemed unable to move my case forward. While she was vacationing in Spain, I was suffering over the holidays - losing my job & home from a fatal accident. Despite repeated attempts to get in touch with an actual attorney who could assist me, I was consistently met with excuses or delays. I felt like my case wasn’t taken seriously, and there was a lack of communication and transparency throughout the entire process. I trusted this firm to provide the legal expertise and support I needed because they were referred to me, but instead, it felt like my time was wasted. If you are looking for a firm that will actively work on your case and keep you informed, I would NOT recommend Thomas Kennedy Sampson & Tompkins, LLP. Unfortunately, my experience left me feeling frustrated and without the legal resolution I was seeking and I had to fire them to find another law firm.Posted on Bill BigsbyTrustindex verifies that the original source of the review is Google. Horrible law firm. I personal would never use them for any representation. Staff is rude and unprofessional.Posted on J.GilmanTrustindex verifies that the original source of the review is Google. I served as a juror on a case that Woody tried and he did a great job. From the beginning, he basically ran the courtroom, was very engaging, personable, and all the jurors liked him. Kristal was also impressive and it was a pleasure to watch them work.Posted on Paula ColemanTrustindex verifies that the original source of the review is Google. Excellent legal services!!
Securities & Shareholder Litigation FAQs
What is securities litigation?
Securities litigation involves lawsuits or regulatory actions related to investments, financial disclosures, or alleged violations of securities laws.
What is a shareholder derivative suit?
A derivative suit is a lawsuit filed by shareholders on behalf of the corporation, often alleging mismanagement or breach of fiduciary duty by directors or officers.
What agencies regulate securities disputes?
Most cases involve the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and state securities regulators.
Can securities or shareholder disputes be settled out of court?
Yes. Many disputes are resolved through mediation, arbitration, or negotiated settlements, though our attorneys are fully prepared to go to trial when necessary.
What risks do executives face in shareholder litigation?
Executives may face claims of mismanagement, conflicts of interest, or disclosure failures. These cases can impact personal reputations as well as company operations.
Why choose TKST for securities defense?
We offer the courtroom experience, regulatory knowledge, and strategic insight needed to defend corporations and leaders against the most complex securities and shareholder claims.
